Summary
This lesson turns into a precise definition the idea that the values of a function approach a number when the variable approaches a point. It shows why the intuitive idea is not enough, introduces accumulation points, which indicate where it makes sense to ask about a limit, and states the epsilon-delta definition, which reads as a challenge and its response. It writes the definition and its negation as quantified statements, and proves that the limit, if it exists, is unique, that it depends only on the values near the point, and that it forces the function to remain bounded and to keep its sign near that point. The problems construct the delta for polynomial functions, roots and quotients, prove that certain limits do not exist, and find the largest delta that responds to a given epsilon.
Learning objectives
- Explain the idea of the limit of a function at a point and distinguish it from the value of the function at that point.
- State the epsilon-delta definition of limit, justify the requirement that the point be an accumulation point of the domain, and write the definition and its negation with quantifiers.
- Prove from the definition the value of the limit of simple algebraic functions, constructing a delta for each epsilon.
- Prove the uniqueness of the limit and its local properties, and apply the negation of the definition to prove that a limit does not exist.
The idea of limit
Algebra and geometry study the value a function takes at each point; calculus also studies what happens to its values when the variable approaches a point, even if the function is not defined at that point. The need is an old one. The slope of the line through two points of a curve is computed with a difference quotient; the slope of the tangent line ought to be the value of that quotient when the two points merge, but then the quotient is , which is not a number. Likewise, the average velocity of a moving body is the quotient of the distance traveled by the time elapsed, and the velocity at an instant is what that quotient comes to be when the elapsed time shrinks to nothing. In both cases one asks about the values of a function near a point where it is not defined.
A simple example shows the situation. The following function is not defined at , because its denominator vanishes there; nevertheless, its values at points near are close to :
The reason is that, for , the numerator factors as and the quotient equals ; the graph of is the line with a hole at the point . We then say that the limit of as tends to is , and we write:
However, the phrase “the values approach ” does not work as a definition, for two reasons. The first is that approaching is not enough: when goes from to , the value of also approaches , because is closer to than is, and yet is not the limit. What sets apart is that the values of come as close as we like to it, and not merely closer than before. The second reason is that a table examines finitely many points, and a function may behave differently between them: the function takes the value at , at and at every point of the form , and yet it has no limit at , because between those points it oscillates between and ; proposed problem 3 proves this for , with the same argument. If this is so, the definition must speak of all nearby points at once and fix with numbers what “as close as we like” means. The tools for this are the absolute value, which measures distances, and the triangle inequality, studied in the lesson on the real line.
Accumulation points
Before defining the limit, we must specify at which points it makes sense to ask about it. The point need not belong to the domain of the function, as the example above shows; but there must be points of the domain as close to as we like, since otherwise there would be no values of the function to observe.
Let be a set of real numbers. A real number is an accumulation point of if every open interval centered at contains some element of other than :
An element of that is not an accumulation point of is called an isolated point of .
For example, is an accumulation point of , the domain of the function in the example, although it does not belong to it. Every point of the closed interval is an accumulation point of the open interval , the endpoints included. The number is an accumulation point of the set of the numbers with a natural number, because, by the Archimedean property, for every there is a natural number with . On the other hand, the set has no accumulation points: the interval with center and radius contains at most one natural number ; if , it contains no natural number other than , and if , the interval of radius no longer contains any. The condition is essential; without it, every element of would be an accumulation point of , because each interval centered at contains itself.
The definition of limit
With these notions the definition can be given. The phrase “ is as close to as we like” is translated as follows: for each distance , however small, the values of lie at a distance less than from whenever is sufficiently close to , that is, at less than a certain distance , without being equal to .
Let be a real function defined on a set of real numbers, an accumulation point of and a real number. We say that is the limit of as tends to , and we write , if for every there exists a such that every in that satisfies also satisfies :
Geometrically, the condition says that the point of the graph lies in the horizontal band between the lines and ; the condition says that lies in the interval with center and radius , without being its center. The definition can be read as a game between two players: the first proposes an , the radius of a band around , as narrow as they wish; the second must respond with a such that the portion of the graph lying over the punctured interval of radius stays inside the band. The limit is if the second player can respond to every challenge.
The function equals at every , and at it is assigned, on purpose, a value that does not fit with the others: . We see how to respond to two challenges for the limit at the point .
Proof
The function is defined on the whole line. Near , its values are close to , except the value at , which stands apart.
First challenge: . The values of must stay in the band that goes from to .
For the positive other than , the condition is equivalent to lying between and . The interval is not symmetric about : the right endpoint is closer. We respond with the smaller of the two distances.
Every whose distance from is less than , without being , satisfies the condition: the portion of the graph over the punctured interval stays in the band. The point lies outside the band, but that does not matter, because the definition excludes .
A more demanding challenge, , requires a smaller response. In general, for the response works, and it becomes as small as we like when does: depends on .
The example shows three features of the definition worth keeping in mind. First, depends on , and in general also on the point ; if a responds to a challenge, any smaller positive number also responds, so it suffices to find one, and the largest is not needed. Second, the value of the function at , if it exists, plays no role: the condition excludes it, and that is why the limit of at is even though equals . Third, only the points of the domain count; the others are not examined.
We prove that . Given , we must ensure that . The expression simplifies and shows its relation to :
It therefore suffices that , that is, that . We respond with : if , then . Likewise, for a constant function any responds, because ; and for the identity function responds, because the required condition, , is the same as the one assumed. Therefore:
The method of the example is the general one: we write so that the factor appears, and we bound the rest. When the rest is not a constant, we bound it by restricting in advance to a fixed value, for example ; this is the technique of the following example.
We prove that . Let .
Proof
We factor the difference of squares; the factor appears, which will be made small, multiplied by a factor that depends on .
If we require , then lies between and , and the second factor is bounded by .
With that restriction, it suffices in addition that . We choose as the smaller of the two numbers, so that both conditions hold.
If , then and ; the required inequality follows.
The limit from the beginning of the lesson is proved in the same way, with an observation that will be used often: since the definition does not examine the point , we may simplify the expression of at the points other than . For , the quotient equals , and then ; responds. Canceling the factor is legitimate precisely because never equals in the definition.
The definition as a quantified statement
The definition of limit is a statement with three alternating quantifiers: for every , there exists , for every . Its logical structure is that of the statements studied by predicate logic, and knowing how to handle it is half the work with limits. Two consequences follow from it.
The first is that the order of the quantifiers matters. In the definition, is chosen after is known, and that is why it may depend on it. If we wrote first and then , one and the same would have to work for all at once, which is a much stronger claim, one that proposed problem 4 asks you to characterize.
The second is that the negation of the definition is obtained with the rules for negating quantifiers: the negation of “for every” is “there exists some... that does not”, and that of “there exists” is “for every... not”. This yields what it means for not to be the limit.
Let be a function defined on , an accumulation point of and a real number. The number is not the limit of as tends to if and only if there exists an such that, for every , there is some in with and . The negation is moved inward, quantifier by quantifier, until it reaches the implication.
Proof
We negate the whole definition.
The negation of a universal statement is the existence of a case in which it fails.
The negation of an existential statement is that all cases fail.
We negate a universal statement again.
An implication is false if and only if its antecedent is true and its consequent false; and the negation of is , by trichotomy.
In terms of the game, is not the limit if the first player has a challenge to which no response works: however small the proposed , there is a point of the punctured interval whose value leaves the band. To prove that a function has no limit at , one must show that no real number is its limit, as is done in solved problem 4.
Fundamental properties
The notation speaks of the limit, as if it were a single number. That requires a proof: that two different numbers cannot both satisfy the definition. This is where the requirement that be an accumulation point of the domain comes in. If it were not, there would exist a such that no of the domain would satisfy ; by always responding with that , the implication in the definition would be true for every , because its antecedent would never hold, and every number would be a limit.
Let be a function defined on and an accumulation point of . If and , then . We argue by contradiction: we suppose that the limits are different, for example , and we choose an so small that the bands of radius around and around do not touch.
Proof
Suppose , and let be half the distance between them; it is positive.
The bands of radius around and around have no common points, and we apply the definition to each limit with that : we obtain two responses, and , which in general are different.
For both conditions to hold at once, we take the smaller of the two radii. Since is an accumulation point of , the punctured interval of radius contains some of the domain.
For that both inequalities hold: the value would lie in both bands at once.
By the triangle inequality, the distance between and would be less than , which is precisely that distance: a contradiction. Therefore cannot hold; likewise, cannot hold, and by trichotomy, .
The following lemma formalizes the observation that allowed us to simplify the quotient : the limit at depends only on the values of the function near , and not on the value it takes at nor on those far from it.
Let and be functions defined on , an accumulation point of , and such that for every in with . If , then . It suffices to take the response that works for and, if necessary, to reduce it to .
Proof
Let . By hypothesis, there exists a response for .
We take the smaller of that response and the radius within which the functions coincide.
If is in and , then , because , and lies in the band, because .
The following two properties say that the limit imposes conditions on the function near the point. The first forces it to remain bounded; the second, to have the sign of the limit when the latter is not zero. Both are obtained by applying the definition with an chosen in advance, and they will be the tools for proving the product and quotient rules in the lesson on the algebra of limits.
Let be a function defined on , an accumulation point of , and . Then there exists a such that, for every in with , we have . If moreover , there exists a such that, for those same , has the sign of and . Each claim is the definition applied to a specific challenge: for the first and for the second.
Proof
With , the definition gives a such that the values of differ from by less than .
By the triangle inequality, the absolute value of does not exceed that of plus that distance.
If , with , which is positive, the definition gives another , and lies in the interval with center and radius .
If , the left endpoint is , which is positive; if , the right endpoint is , which is negative. In both cases, has the sign of and is farther from than .
With the definition one can prove the value of any limit, but the work grows with the complexity of the function. The lesson on the algebra of limits proves, starting from this one, the rules for the sum, the product, the quotient, powers and roots, which make it possible to compute most limits without going back each time to look for a .
Solved problems
The problems increase in difficulty: the first three construct for a polynomial, a root and a quotient, each with its own way of bounding the factor that accompanies ; the fourth uses the negation of the definition to prove that a limit does not exist; and the last finds the largest that responds to a given challenge.
Prove from the definition that .
Solution
Let . Since is a root of the polynomial , the latter has the factor .
We restrict the radius to in advance: then lies between and , and the second factor is bounded.
With that restriction it suffices that ; we choose the smaller of the two radii.
If , both conditions hold, and the required inequality follows.
Prove from the definition that , where the function is defined on .
Solution
Let . To make appear, we multiply and divide by the conjugate expression, , which is positive.
The denominator is at least , because ; this time there is no need to restrict the radius, because the bound holds on the whole domain.
It therefore suffices that .
If and , we obtain the required inequality. Only the points of the domain are examined: the negative ones, where the root is not defined, do not count, even though they are close to if is large.
Prove from the definition that , where the function is defined on .
Solution
Let . We bring the difference to a common denominator.
Now the factor that accompanies is in the denominator, and we must prevent the latter from approaching . If , then , and the denominator is greater than .
With that restriction, the quotient is less than , and it suffices that this quantity be less than .
If , both conditions hold. Without the prior restriction the method would fail: near the quotient grows without bound.
The sign function, defined on , equals on the positive numbers and on the negative ones. Prove that it has no limit as tends to .
Solution
The point is an accumulation point of the domain. We must prove that no real number is the limit; by the negation of the definition, it suffices to find, for each , a challenge to which no responds. We propose for all .
Let be arbitrary. The punctured interval of radius contains a positive number and a negative number, at which the function equals and .
The distance between and is ; by the triangle inequality, the distances from to those two values add up to at least .
It follows that one of the two distances is at least : if both were less than , their sum would be less than .
Thus, for each , the challenge has no response: no band of width contains both values and when its edges are excluded. The function has no limit at .
For the function at the point , with and the challenge , determine the largest that responds to the challenge.
Solution
The condition means that lies between and .
Near , the points are positive, and the condition is equivalent to lying between the square roots of the endpoints.
The distances from to the endpoints are different: the parabola rises faster to the right of , and the right endpoint is closer.
The interval with center and radius must fit inside the interval found; its radius cannot exceed the smaller of the two distances, which responds to the challenge.
No larger radius works: if , the distance from the point to is less than , and there the distance from to is exactly , which is not less than .
Proposed problems
The problems increase in difficulty: the first two repeat, with other polynomials, the technique of restricting the radius; the third applies the negation of the definition to a function that oscillates; the fourth examines what happens if the order of the quantifiers is reversed; and the last studies a function that has a limit at only one point. Each one has a hint, which is best opened only after you have attempted the problem.
Prove from the definition that .
Hint
Factor : it has the root . Restrict the radius to and bound the other factor on the interval that goes from to .
Answer
Since and, if , then , a valid response is:
Prove from the definition that .
Hint
Use the factorization of the difference of cubes, , and bound the second factor when lies between and .
Answer
If , then , so a valid response is:
Prove that the function , defined on , has no limit as tends to .
Hint
Follow the method of solved problem 4. In every punctured interval centered at there are points where the function equals and points where it equals : look for of the form and , with a sufficiently large natural number.
Answer
For each , no responds to the challenge , because for large the distance from each of the following two points to is less than , and at them the function equals and :
Worked solution
Solution
Let be a real number and . By the Archimedean property there exists a natural number with ; then the following two points are positive and less than .
At the first, is an angle whose sine is ; at the second, one whose sine is .
As in solved problem 4, the distances from to and to add up to at least , and one of them is at least . The challenge has no response, for any .
Let be a function defined on , an accumulation point of and a real number. Prove that the following statement, which results from the definition of limit by interchanging the first two quantifiers, holds if and only if takes the value at all the points of in some punctured interval centered at . Does the function satisfy it at with ?
Hint
If a nonnegative number is less than every , it is : otherwise, it would itself be an that it is not less than.
Answer
Once the of the statement is fixed, each in the punctured interval satisfies for every , hence ; the converse is immediate. The function does not satisfy it at , although its limit there is , because it is not constant on any interval:
Worked solution
Solution
Suppose the statement holds, and let be the radius it asserts. Take an in with ; the inequality holds for every positive .
If were positive, we could take , and the inequality would say that a number is less than itself. Therefore it is , and .
Conversely, if takes the value at the points of in a punctured interval of radius , that same works for every , because the distance is .
The function does not take the value at any point other than near it, so it does not satisfy the statement, although it satisfies the definition of limit. The reversed statement is not another way of saying the same thing, but a much stronger claim.
The following function equals at the rationals and at the irrationals. Prove that its limit at is , and that it has no limit at any point .
Hint
At , observe that in all cases. At , propose the challenge and use the fact that every interval contains rationals and irrationals, as was proved in the lesson on the real line: a nearby irrational forces to be close to , and a nearby rational forces it to be close to .
Answer
At , responds. At , if were the limit, an irrational and a rational of the punctured interval of radius would give at once the following two inequalities, which are incompatible:
Worked solution
Solution
At : at the rationals , and at the irrationals ; in both cases, the distance from to does not exceed that from to , and responds.
Let and suppose that is the limit at . With there is a that responds, and we reduce it, if necessary, to .
In the punctured interval of radius there is an irrational , at which equals : the limit lies close to .
There is also a rational , at which equals . Since the distance from to is less than , its absolute value is greater than .
By the triangle inequality, would be at once less than and greater than : a contradiction. There is no limit at .
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